As mega RIAs get bigger, some advisors are saying that the independent channel is beginning to look a lot like Wall Street.

The independent broker-dealer channel has emerged as a leading force in the US wealth management industry, outpacing other channels in advisor-managed asset growth and reshaping the competitive ...

A new working group of state and federal regulators, along with brokerage firms, will look at unreasonable account transfer fees and other “service” charges broker-dealers levy on customers. The ...

These are heady times for the independent-broker-dealer industry, which came roaring back to life in 2013 and is poised for another strong year, despite the broad market's recent volatility. Overall, ...

The Swiss fintech has landed a major global partner for its AMC Creator platform: Interactive Brokers. The collaboration ...

As crypto collides with traditional finance, the trading firm is moving to secure a bigger role in capital formation in the United States.

Investors Security Company Inc., a broker-dealer in Suffolk, Va., has agreed to become an affiliate of Securities America, the nation's eighth-largest broker-dealer. Legacy Financial Planning, an ...