Leaders at Finra, the brokerage industry’s self-regulator, are piloting a program to encourage firms to self-report compliance failures. Brokerage firms facing scrutiny over a potential compliance ...

Piling on guardrails is the sign of a system permanently compensating for its own unreliability. There’s a better approach.

In a week in which Nottingham Forest achieved one of their two goals this season - and narrowly missed out on the other - thoughts now turn to the future. Securing Premier League survival with two ...

“We want to eliminate surprises down the road,” says Matt Minerva, a vice president and chief counsel at Finra’s enforcement division. Brokerage firms facing scrutiny over a potential compliance ...

Previously, in Absolute Batman #19, it was suggested that The Joker was behind the death of Thomas Wayne as part of a setup to turn Bruce Wayne into Batman Absolute Batman #19 by Scott Snyder and Nick ...

According to religious belief, reciting the Sundarkand properly removes all obstacles in a devotee's life and bestows the blessings of Lord Hanuman. If you are also planning to recite the Sundarkand, ...

Private mortgage insurance, or PMI, can help you buy a home faster with less than 20% down. PMI cost depends on your credit rating, loan type and down payment size. PMI can often be avoided when it ...

Now sites have a new way to spy on their visitors: measuring subtle interactions with their solid-state drives. The technique ...

The Panthers did not offer a strong response at outside linebacker after trading Brian Burns. Although other issues led to Carolina’s defense sinking to last place across the board, the team struggled ...