Column: Overstock investors rebuffed on appeal, and that's bad news for short sellers
Short sellers pursing securities fraud claims in Colorado, Kansas, New Mexico, Oklahoma, Utah and Wyoming got two kinds of ...
Nvidia High Court Test Weighs Securities Suits as SEC Backstop
Nvidia Corp.'s argument before the US Supreme Court next month pits the software and computing giant not only against ...
Winterset stockbrokers fined after selling risky securities to Bridges Financial customers
According to federal regulators, David Legrange and Laura Barnes sold bonds from a company that disclosed a "substantial ...
Boeing lines up $35 billion in funds through stock and bond sale, loan
It was not clear when and how much Boeing will raise via the stock offering, but analysts and investors expect the company to ...
The Daily Hodl5d
SEC Charges Crypto Trading Firm Cumberland With Operating as an Unregistered Securities Dealer
The U.S. Securities and Exchange Commission (SEC) is suing Chicago-based crypto trading firm Cumberland for allegedly ...
Bitnomial Exchange Preemptively Sues SEC Over Alleged Enforcement Conflict With CFTC
"This is about future contracts and who has jurisdiction over the trading of futures contracts," said Matthew F. Kluchenek, a ...
Cryptopolitan on MSN1d
Coinbase presses U.S. Court to compel SEC to release crypto classification documents
Coinbase has filed a motion with the US District Court for the District of Colombia, wanting the Securities and Exchanges ...
What Is Kraken? How It Works, How It Stands Out, and Issues
Kraken is a popular cryptocurrency exchange that launched in 2013. The exchange is one of the top ten in the world by trading ...
KTAR News2d
Scottsdale investment adviser’s license revoked in securities fraud case
The Arizona Corporation Commission revoked a Scottsdale man’s investment adviser license last week as part of a securities ...
Think Advisor23h
Citadel Securities to Pay $1M Over CAT Reporting Failures
The Financial Industry Regulatory Authority has fined Citadel Securities $1 million for failing to timely and/or accurately ...
Bitnomial Exchange Sues U.S. SEC, Alleging Regulatory Overreach
Bitnomial Exchange is suing the U.S. Securities and Exchange Commission (SEC) for allegedly overextending its jurisdiction over digital ...
Cryptopolitan on MSN1d
New ETF issuer Canary Capital Group files for the first ever Litecoin ETF with the U.S. SEC
Investment management firm Canary Capital Group officially filed Form S-1 for the first-ever Litecoin exchange-traded fund (ETF) with the United States Securities and Exchange Commission on October 15 ...