The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...
The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty highlights how fund changes can trigger unexpected tax consequences for investors.
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
Vanguard settles SEC charges with a $106 million payout. Its status in the impending "crypto cooldown" remains unclear.
Investors who had certain retirement funds set up through Vanguard Group in 2020 and 2021 could be part of a settlement the investment firm reached with the SEC.